Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized herein.
Appears in 1338 contracts
Samples: Underwriting Agreement (Nano Nuclear Energy Inc.), Placement Agency Agreement (Ascent Solar Technologies, Inc.), Underwriting Agreement (KWESST Micro Systems Inc.)
Use of Proceeds. None of the net proceeds of the Offering public offering contemplated hereunder will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized herein.
Appears in 23 contracts
Samples: Underwriting Agreement (Reebonz Holding LTD), Underwriting Agreement (Bionano Genomics, Inc), Underwriting Agreement (UpHealth, Inc.)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereindescribed in the Registration Statement.
Appears in 21 contracts
Samples: Underwriting Agreement (Kubient, Inc.), Underwriting Agreement (Toughbuilt Industries, Inc), Underwriting Agreement (Recruiter.com Group, Inc.)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereinherein and except as may be paid in connection with a Business Combination as contemplated by the Prospectus.
Appears in 20 contracts
Samples: Underwriting Agreement (Symphony Acquisition Corp.), Underwriting Agreement (Lumax Acquisition Corp.), Underwriting Agreement (China Growth Alliance LTD)
Use of Proceeds. None of the net proceeds of the Offering and Private Placement will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereinherein and except as may be paid in connection with a Business Combination as contemplated by the Sale Preliminary Prospectus.
Appears in 13 contracts
Samples: Underwriting Agreement (Redstar Partners, Inc.), Underwriting Agreement (Arcade China Acquisition Corp), Underwriting Agreement (S.E. Asia Emerging Market Company., LTD)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliatesaffiliates inclusive of any FINRA member or its affiliates in any country or jurisdiction outside of the United States, except as specifically authorized herein.
Appears in 11 contracts
Samples: Underwriting Agreement (BloomZ Inc.), Underwriting Agreement (SAMFINE CREATION HOLDINGS GROUP LTD), Underwriting Agreement (Prestige Wealth Inc.)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereinherein and except as may be paid in connection with a Business Combination as contemplated by the Registration Statement, the Preliminary Prospectus and the Prospectus.
Appears in 9 contracts
Samples: Underwriting Agreement (New Asia Partners China I Corp), Underwriting Agreement (China Evergreen Acquisition Corp.), Underwriting Agreement (New Asia Partners China I Corp)
Use of Proceeds. None of the net proceeds of the Offering offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized herein.
Appears in 9 contracts
Samples: Underwriting Agreement (Aldeyra Therapeutics, Inc.), Underwriting Agreement (Aldeyra Therapeutics, Inc.), Underwriting Agreement (Aldeyra Therapeutics, Inc.)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating Participating FINRA member Member or its affiliates, except as specifically authorized herein.
Appears in 8 contracts
Samples: Underwriting Agreement (Syra Health Corp), Underwriting Agreement (Lobo Ev Technologies LTD), Underwriting Agreement (Lemeng Holdings LTD)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereinherein or disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus.
Appears in 6 contracts
Samples: Underwriting Agreement (Nano Dimension Ltd.), Underwriting Agreement (Nano Dimension Ltd.), Underwriting Agreement (Tonix Pharmaceuticals Holding Corp.)
Use of Proceeds. None of the net proceeds of the Offering Placement will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized herein.
Appears in 5 contracts
Samples: Placement Agency Agreement (NXT-Id, Inc.), Placement Agency Agreement (NXT-Id, Inc.), NXT-Id, Inc.
Use of Proceeds. None of the net proceeds of the Offering and Private Placement will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereinherein and except as may be paid in connection with a Business Transaction as contemplated by the Sale Preliminary Prospectus.
Appears in 5 contracts
Samples: Underwriting Agreement (57th Street General Acquisition Corp), Underwriting Agreement (57th Street General Acquisition Corp), Underwriting Agreement (57th Street General Acquisition Corp)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically expressly authorized herein.
Appears in 4 contracts
Samples: Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized herein.
Appears in 4 contracts
Samples: Underwriting Agreement (Evoke Pharma Inc), Underwriting Agreement (Trident Digital Tech Holdings Ltd.), Underwriting Agreement (Evoke Pharma Inc)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereindisclosed therein.
Appears in 4 contracts
Samples: Underwriting Agreement (American CareSource Holdings, Inc.), Underwriting Agreement (American CareSource Holdings, Inc.), Underwriting Agreement (American CareSource Holdings, Inc.)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliatesaffiliates or associated persons, except as specifically authorized herein.
Appears in 4 contracts
Samples: Underwriting Agreement (Oasmia Pharmaceutical AB), Underwriting Agreement (Oasmia Pharmaceutical AB), Underwriting Agreement (Oasmia Pharmaceutical AB)
Use of Proceeds. None of the net proceeds of the Offering this offering will be paid by the Company to any participating FINRA member or its affiliatesAffiliates, except as specifically authorized hereinherein and except as may be paid in connection with the Business Combination as contemplated by the Prospectus.
Appears in 3 contracts
Samples: Underwriting Agreement (First Class Navigation CORP), Underwriting Agreement (First Class Navigation CORP), Underwriting Agreement (First Class Navigation CORP)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliatesaffiliates participating in the Offering, except as specifically authorized herein.
Appears in 3 contracts
Samples: Underwriting Agreement (AgileThought, Inc.), Underwriting Agreement (AgileThought, Inc.), Underwriting Agreement (AgileThought, Inc.)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereinherein as described in Registration Statement, Pricing Disclosure Package or Prospectus.
Appears in 3 contracts
Samples: Underwriting Agreement (Biofrontera AG), Underwriting Agreement (Biofrontera AG), Underwriting Agreement (Biofrontera AG)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliatesaffiliate or associates, except as specifically authorized herein.
Appears in 3 contracts
Samples: ’s Agreement (Starbox Group Holdings Ltd.), Bear Village, Inc., Cn Energy Group. Inc.
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliatesAffiliates, except as specifically authorized hereindescribed in the Registration Statement.
Appears in 3 contracts
Samples: Underwriting Agreement (Toughbuilt Industries, Inc), Underwriting Agreement (Toughbuilt Industries, Inc), Underwriting Agreement (Toughbuilt Industries, Inc)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized herein.
Appears in 3 contracts
Samples: Underwriting Agreement (Sunity Online Entertainment LTD), Underwriting Agreement (Sunity Online Entertainment LTD), Underwriting Agreement (Sunity Online Entertainment LTD)
Use of Proceeds. None of the net proceeds of the Offering offering of the Securities will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereinherein and except as may be paid in connection with a Business Combination as contemplated by the Prospectus.
Appears in 2 contracts
Samples: Purchase Agreement (Tremisis Energy Acquisition CORP II), Purchase Agreement (Tremisis Energy Acquisition CORP II)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates (as such term is defined in Rule 405 of the Securities Act Regulations, “affiliates”), except as specifically authorized herein.
Appears in 2 contracts
Samples: Underwriting Agreement (PaxMedica, Inc.), Underwriting Agreement (PaxMedica, Inc.)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or or, to the knowledge of the Company, its affiliates, except as specifically authorized herein.
Appears in 2 contracts
Samples: Underwriting Agreement (Draganfly Inc.), Underwriting Agreement (Draganfly Inc.)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized set forth herein.
Appears in 2 contracts
Samples: Underwriting Agreement (Biolase, Inc), Underwriting Agreement (Biolase, Inc)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereinherein .
Appears in 2 contracts
Samples: Underwriting Agreement (Skystar Bio-Pharmaceutical Co), Underwriting Agreement (Skystar Bio-Pharmaceutical Co)
Use of Proceeds. None of the net proceeds of the Offering offering will be paid by the Company to any participating FINRA member or its affiliatesany affiliate or associate of any participating FINRA member, except as specifically authorized herein.
Appears in 2 contracts
Samples: Underwriting Agreement (Passport Restaurants, Inc.), Underwriting Agreement (Huiheng Medical, Inc.)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except to Benchmark as disclosed in the Disclosure Package and as specifically authorized herein.
Appears in 2 contracts
Samples: Placement Agency Agreement (Sonoma Pharmaceuticals, Inc.), Placement Agency Agreement (Sonoma Pharmaceuticals, Inc.)
Use of Proceeds. None The Company will pay none of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized herein.
Appears in 2 contracts
Samples: Underwriting Agreement (Clip Interactive, LLC), Clip Interactive, LLC
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized herein.. (iv)
Appears in 2 contracts
Samples: Placement Agent Agreement (Inmune Bio, Inc.), Placement Agent Agreement (Inmune Bio, Inc.)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company or any of its subsidiaries to any participating FINRA member or its affiliates, except as specifically authorized herein.
Appears in 2 contracts
Samples: Underwriting Agreement (Super League Gaming, Inc.), Underwriting Agreement (Super League Gaming, Inc.)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member participating in the offering and listed in the Prospectus or its affiliatesto affiliates thereof, except as specifically authorized herein.
Appears in 2 contracts
Samples: Underwriting Agreement (InspireMD, Inc.), Underwriting Agreement (InspireMD, Inc.)
Use of Proceeds. None of the net proceeds of the Offering and Private Placement (as defined in Section 2.21.3 hereof) will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereinherein and except as may be paid in connection with a Business Combination as contemplated by the Sale Preliminary Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Infinity I-China Acquisition CORP), Underwriting Agreement (Infinity I-China Acquisition CORP)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereinherein or disclosed in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Surgivision Inc), Underwriting Agreement (Surgivision Inc)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliatesany person associated or affiliated with a member of FINRA, except as specifically authorized herein.
Appears in 2 contracts
Samples: Underwriting Agreement (WhiteSmoke, Inc.), Underwriting Agreement (WhiteSmoke, Inc.)
Use of Proceeds. None The Company will not pay any of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized herein.
Appears in 1 contract
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member participating in the Offering (as determined in accordance with the rules and regulations of FINRA) or its affiliates, except as specifically authorized herein.
Appears in 1 contract
Samples: Placement Agency Agreement (Luokung Technology Corp.)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except for a payment of $644,000 to Xxxxx and Company, LLC as specifically authorized hereinpayment of amounts due for previous work performed and unrelated to this Offering.
Appears in 1 contract
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereinherein or as set forth in the Disclosure Package.
Appears in 1 contract
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliatesaffiliates or associates, except as specifically authorized herein.
Appears in 1 contract
Samples: Underwriting Agreement (China SLP Filtration Technology, Inc.)
Use of Proceeds. None of the net proceeds of the Offering offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereinherein and to H.X Xxxxxxxxx & Co. pursuant to a separate written agreement.
Appears in 1 contract
Samples: ProPhase Labs, Inc.
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliatesAffiliates, except as specifically authorized herein.
Appears in 1 contract
Samples: Underwriting Agreement (Clean Energy Technologies, Inc.)
Use of Proceeds. None of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized hereindisclosed in the Registration Statement.
Appears in 1 contract
Use of Proceeds. None of the net proceeds of the Offering will is contemplated to be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized herein.
Appears in 1 contract
Samples: Underwriting Agreement (Professional Diversity Network, LLC)
Use of Proceeds. None Except as described in the Registration Statement, none of the net proceeds of the Offering will be paid by the Company to any participating FINRA member or its affiliates, except as specifically authorized herein.
Appears in 1 contract