Warrant Agreement Sample Contracts

WARRANT AGREEMENT
Warrant Agreement • February 28th, 2024 • Nikola Corp • Motor vehicles & passenger car bodies • New York

THIS WARRANT AGREEMENT (this “Agreement”), dated as of February 7, 2019, is by and between RMG Acquisition Corp., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as warrant agent (the “Warrant Agent”, also referred to herein as the “Transfer Agent”).

WARRANT AGREEMENT
Warrant Agreement • February 6th, 2024 • Legato Merger Corp. III • Blank checks • New York

This WARRANT AGREEMENT (this “Agreement”) is made as of February 5, 2024 between Legato Merger Corp. III, a Cayman Islands exempted company, with offices at 777 Third Avenue, 37th Floor, New York, New York 10017 (“Company”), and Equiniti Trust Company, LLC, a New York limited purpose trust company, with offices at 48 Wall Street, 22nd Floor, New York, NY 10005, as warrant agent (“Warrant Agent”).

LYELL IMMUNOPHARMA, INC. AND _____________, AS WARRANT AGENT FORM OF PREFERRED STOCK WARRANT AGREEMENT DATED AS OF __________
Warrant Agreement • February 29th, 2024 • Lyell Immunopharma, Inc. • Pharmaceutical preparations • New York

THIS PREFERRED STOCK WARRANT AGREEMENT (this “Agreement”), dated as of [•], between Lyell Immunopharma, Inc., a Delaware corporation (the “Company”), and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the “Warrant Agent”).

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Warrant Agreement • July 3rd, 2008 • New York Community Bancorp Inc • Savings institutions, not federally chartered • New York
WARRANT AGREEMENT and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated March 10, 2021
Warrant Agreement • October 16th, 2023 • Lotus Technology Inc. • Motor vehicles & passenger car bodies • New York

THIS WARRANT AGREEMENT (this “Agreement”), dated March 10, 2021, is by and between L Catterton Asia Acquisition Corp, a Cayman Islands exempted company (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the “Warrant Agent”).

WARRANT AGREEMENT and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated April 6, 2021
Warrant Agreement • February 26th, 2024 • Revolution Medicines, Inc. • Biological products, (no disgnostic substances) • New York

THIS WARRANT AGREEMENT (this “Agreement”), dated April 6, 2021, is by and between CM Life Sciences III Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the “Warrant Agent”).

LYELL IMMUNOPHARMA, INC. AND _____________, AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT DATED AS OF __________
Warrant Agreement • February 29th, 2024 • Lyell Immunopharma, Inc. • Pharmaceutical preparations • New York

THIS DEBT SECURITIES WARRANT AGREEMENT (this “Agreement”), dated as of [•], between Lyell Immunopharma, Inc., a Delaware corporation (the “Company”), and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the “Warrant Agent”).

AMENDED AND RESTATED WARRANT AGREEMENT CAPTIVISION INC. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated November 15, 2023
Warrant Agreement • November 22nd, 2023 • Captivision Inc. • Miscellaneous electrical machinery, equipment & supplies • New York

THIS AMENDED AND RESTATED WARRANT AGREEMENT (this “Agreement”), dated November 15, 2023, is by and among Captivision Inc., a Cayman Islands exempted company (the “Company”), Jaguar Global Growth Corporation I, a Cayman Islands exempted company (“JGGC”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the “Warrant Agent”).

WARRANT AGREEMENT DMY SQUARED TECHNOLOGY GROUP, INC. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated October 4, 2022
Warrant Agreement • October 4th, 2022 • dMY Squared Technology Group, Inc. • Blank checks • New York

THIS WARRANT AGREEMENT (this “Agreement”), dated October 4, 2022, is by and between dMY Squared Technology Group, Inc., a Massachusetts corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the “Warrant Agent”).

WARRANT AGREEMENT
Warrant Agreement • December 19th, 2018 • Chardan Healthcare Acquisition Corp. • Blank checks • New York

This Warrant Agreement (“Warrant Agreement”) is made as of December 13, 2018, by and between Chardan Healthcare Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company (the “Warrant Agent”).

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Warrant Agreement • May 8th, 2007 • SP Acquisition Holdings, Inc. • New York
EXHIBIT C WARRANT AGREEMENT
Warrant Agreement • April 5th, 2006 • Durus Life Sciences Master Fund LTD • Electromedical & electrotherapeutic apparatus • New York
AMENDED AND RESTATED WARRANT AGREEMENT
Warrant Agreement • May 2nd, 2022 • Archimedes Tech Spac Partners Co • Services-prepackaged software • New York

This AMENDED AND RESTATED WARRANT AGREEMENT is made as of April 26, 2022 between Archimedes Tech SPAC Partners Co., a Delaware corporation, with offices at 2093 Philadelphia Pike #1968, Claymont, DE 19703 (“Company”), and Continental Stock Transfer & Trust Company, a New York corporation, with offices at 1 State Street, New York, New York 10004 (“Warrant Agent”).

FORM OF PRIVATE WARRANT AGREEMENT between FG MERGER III CORP. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated as of [ ], 2024
Warrant Agreement • December 6th, 2023 • FG Merger III Corp. • New York

THIS WARRANT AGREEMENT (this “Agreement”), dated as of [ ], 2024, is by and between FG Merger III Corp., a Nevada corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent (the “Warrant Agent,” also referred to herein as the “Transfer Agent”).

WARRANT AGREEMENT
Warrant Agreement • November 24th, 2021 • LatAmGrowth SPAC • Blank checks • New York

THIS WARRANT AGREEMENT (this “Agreement”), dated as of , 2021, is by and between LatAmGrowth SPAC, a Cayman Islands exempted company (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent (in such capacity, the “Warrant Agent,” and also referred to herein as the “Transfer Agent”).

WARRANT AGREEMENT
Warrant Agreement • March 20th, 2019 • Galectin Therapeutics Inc • Pharmaceutical preparations • New York

THIS WARRANT AGREEMENT (this “Agreement”), dated as of [•], 2019, is entered into by and between Galectin Therapeutics, Inc., a Nevada corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).

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Warrant Agreement • December 27th, 2006 • WHX Corp • Coating, engraving & allied services • New York
ASSIGNMENT, ASSUMPTION AND AMENDED & RESTATED WARRANT AGREEMENT
Warrant Agreement • February 24th, 2023 • Rocket Pharmaceuticals, Inc. • Pharmaceutical preparations • New York

THIS ASSIGNMENT, ASSUMPTION AND AMENDED & RESTATED WARRANT AGREEMENT (this “Agreement”), dated January 16, 2023 and effective as of December 1, 2022 (the “Effective Date”), is by and among Rocket Pharmaceuticals, Inc., a Delaware corporation (the “Company”), Zebrafish Merger Sub II, LLC, a Delaware limited liability company (“Merger Sub II”), as successor to Renovacor, Inc., a Delaware corporation (“Renovacor”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent (in such capacity, the “Warrant Agent”).

WARRANT AGREEMENT
Warrant Agreement • February 14th, 2022 • Evergreen Corp • Blank checks • New York

THIS WARRANT AGREEMENT (“Agreement”) is made as of February 8, 2022, between Evergreen Corporation, a Cayman Islands exempted company, with offices at 15-04, The Pinnacle, Persiaran Lagoon, Bandar Sunway, Petaling Jaya, Selangor, Malaysia (“Company”), and Continental Stock Transfer & Trust Company, a limited purpose trust company, with offices at 1 State Street, 30th Floor, New York, New York 10004, as warrant agent (the “Warrant Agent”, also referred to herein as the “Transfer Agent”).

WARRANT AGREEMENT
Warrant Agreement • December 23rd, 2022 • EUDA Health Holdings LTD • Services-health services • New York

This Warrant Agreement (“Warrant Agreement”) is made as of [*], 2021, by and between 8i Acquisition 2 Corp., a British Virgin Islands company (the “Company”), and American Stock Transfer & Trust Company, LLC (the “Warrant Agent”).

SPARK I ACQUISITION CORPORATION UNDERWRITING AGREEMENT
Warrant Agreement • October 12th, 2023 • Spark I Acquisition Corp • Blank checks • New York

The undersigned, Spark I Acquisition Corporation, a Cayman Islands exempted company (the “Company”), hereby confirms its agreement with Cantor Fitzgerald & Co. (“Cantor Fitzgerald” or the “Representative”) and with the other underwriters named on Schedule A hereto (if any), for which the Representative is acting as representative (the Representative and such other underwriters being collectively referred to herein as the “Underwriters” or, each underwriter individually, an “Underwriter,” provided that, if only Cantor Fitzgerald is listed on such Schedule A, any references to Underwriters shall refer exclusively to Cantor Fitzgerald) as follows:

WARRANT AGREEMENT
Warrant Agreement • January 11th, 2021 • Vickers Vantage Corp. I • Blank checks • New York

This WARRANT AGREEMENT (this “Agreement”) is made as of January 6, 2021 between Vickers Vantage Corp. I, a Cayman Islands exempted company, with offices at 1 Harbourfront Avenue, #16-06, Keppel Bay Tower, Singapore 098632 (“Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, with offices at 1 State Street, New York, New York 10004, as warrant agent (“Warrant Agent”).

WARRANT AGREEMENT
Warrant Agreement • May 7th, 2021 • Concord Acquisition Corp III • Blank checks • New York

THIS WARRANT AGREEMENT (this “Agreement”), dated as of [●], 2021, is by and between Concord Acquisition Corp III, a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent (the “Warrant Agent” and, in its capacity as transfer agent, referred to herein as the “Transfer Agent”).

Contract
Warrant Agreement • January 23rd, 2024 • Sight Sciences, Inc. • Surgical & medical instruments & apparatus • California

THIS WARRANT AND THE SHARES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS, AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR, SUBJECT TO SECTION 11 HEREOF, AN OPINION OF COUNSEL (WHICH MAY BE COMPANY COUNSEL) REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE ACT, OR ANY APPLICABLE STATE SECURITIES LAWS.

Contract
Warrant Agreement • September 17th, 2021 • Intuity Medical, Inc. • In vitro & in vivo diagnostic substances • California

THIS WARRANT, AND THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT, HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL (WHICH MAY BE COMPANY COUNSEL) REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE ACT, OR ANY APPLICABLE STATE SECURITIES LAWS.

WARRANT AGREEMENT
Warrant Agreement • October 24th, 2021 • New York

This WARRANT AGREEMENT is dated as of March 3, 2010 (this “Agreement”), among Bank of America Corporation, a Delaware corporation (the “Company”), Computershare Inc., a Delaware corporation (“Computershare”), and its wholly-owned subsidiary Computershare Trust Company, N.A., a national banking association doing business at 250 Royall Street, Canton, Massachusetts (“Trust Company” and together with Computershare, the “Warrant Agent”). All terms used but not defined in this Agreement shall have the respective meanings assigned to them in the form of Warrant Certificate attached to this Agreement as Exhibit A.‌

Form of WARRANT AGREEMENT between Methes Energies International Ltd. and Quicksilver Stock Transfer, LLC Dated as of _________, 2012
Warrant Agreement • October 5th, 2012 • Methes Energies International LTD • Industrial organic chemicals • Nevada

Agreement, dated as of ________, 2012, between Methes Energies International Ltd., a Nevada corporation (the “Company”) and Quicksilver Stock Transfer, LLC, a Nevada limited liability company (the “Warrant Agent”).

WARRANT AGREEMENT
Warrant Agreement • July 30th, 2021 • Jetblue Airways Corp • Air transportation, scheduled • New York
WARRANT AGREEMENT
Warrant Agreement • November 24th, 2020 • Chicken Soup for the Soul Entertainment, Inc. • Services-allied to motion picture production • New York

THIS WARRANT AGREEMENT (this “Agreement”), dated as of November 23, 2020, is entered into by and between Chicken Soup for the Soul Entertainment Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).

WARRANT AGREEMENT
Warrant Agreement • June 28th, 2006 • Aksys LTD • Electromedical & electrotherapeutic apparatus • New York