2,800,000 SHARES FIRST TRUST ENERGY INCOME AND GROWTH FUND COMMON SHARES OF BENEFICIAL INTEREST (PAR VALUE $0.01 PER SHARE) UNDERWRITING AGREEMENT April 30, 2013Underwriting Agreement • April 30th, 2013 • First Trust Energy Income & Growth Fund • New York
Exhibit e (vi) USAA Investment Management Company 9800 Fredericksburg Road San Antonio, TX 78288 Gentlemen: Pursuant to paragraph 12 of the Underwriting Agreement dated as of June 25, 1993, as amended, between USAA Mutual Funds Trust (the Trust),...Underwriting Agreement • November 17th, 2009 • Usaa Mutual Funds Trust
Pursuant to paragraph 12 of the Underwriting Agreement dated as of June 25, 1993, as amended, between USAA Mutual Funds Trust (the Trust), formerly known as USAA State Tax-Free Trust, and USAA Investment Management Company (the Underwriter), please be advised that the Trust has established one new series of its shares (New Fund) as set forth below:
IB ACQUISITION CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • March 8th, 2024 • IB Acquisition Corp. • Blank checks • New York
IB Acquisition Corp., a Nevada corporation (the “Company”), hereby confirms its agreement with I-Bankers Securities, Inc. (the “Representative”), as representative of the several underwriters set forth on Schedule A attached to this Agreement (this “Agreement”) (collectively, the “Underwriters” or, each individually, an “Underwriter”), as follows:
FBS GLOBAL LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • March 8th, 2024 • FBS Global LTD • Miscellaneous manufacturing industries • New York
Exhibit 99.11 TRANSATLANTIC HOLDINGS, INC. XXXXXX SHARES OF COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • March 10th, 2010 • American International Group Inc • Fire, marine & casualty insurance • New York
6,000,000 Units DT Cloud Acquisition Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • February 23rd, 2024 • DT Cloud Acquisition Corp • Blank checks • New York
JANUX THERAPEUTICS, INC. (a Delaware corporation) 4,440,851 Shares of Common Stock and Pre-Funded Warrants to Purchase 1,935,483 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 29th, 2024 • Janux Therapeutics, Inc. • Pharmaceutical preparations • New York
November 19, 2010 RBC Capital Markets, LLC BB&T Capital Markets, a division of Scott & Stringfellow, LLC Janney Montgomery Scott LLC Ladenburg Thalmann & Co. Inc. Maxim Group LLC Oppenheimer & Co. Inc. Wedbush Securities Inc. Wunderlich Securities,...Underwriting Agreement • November 19th, 2010 • Energy Income & Growth Fund • New York
500,000,000 4.50% First and Refunding Mortgage Bonds, Series 2010B, Due 2040Underwriting Agreement • August 27th, 2010 • Southern California Edison Co • Electric services • New York
●] Shares Apogee Therapeutics, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • March 5th, 2024 • Apogee Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
2,400,000 SHARES FIRST TRUST ENERGY INCOME AND GROWTH FUND COMMON SHARES OF BENEFICIAL INTEREST (PAR VALUE $0.01 PER SHARE) UNDERWRITING AGREEMENT July 26, 2012Underwriting Agreement • July 26th, 2012 • First Trust Energy Income & Growth Fund • New York
Exhibit 1.1 14,375,000 Units TAILWIND FINANCIAL INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 25th, 2007 • Tailwind Financial Inc. • Blank checks • New York
AUNA S.A. Class A Ordinary Shares, with a nominal value of US$0.01 per Share UNDERWRITING AGREEMENTUnderwriting Agreement • January 25th, 2024 • Auna S.A. • Services-offices & clinics of doctors of medicine • New York
Dynatrace, Inc. Common Stock, par value $0.001 per share Underwriting AgreementUnderwriting Agreement • November 17th, 2023 • Dynatrace, Inc. • Services-prepackaged software
The stockholders named in Schedule II hereto (the “Selling Stockholders”) of Dynatrace, Inc., a Delaware corporation (the “Company”), propose, subject to the terms and conditions stated in this agreement (this “Agreement”), to sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 10,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 1,500,000 additional shares (the “Optional Shares”) of common stock, par value $0.001 per share (“Stock”), of the Company. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”.
Arcutis Biotherapeutics, Inc. Common Stock, Par Value $0.0001 per Share Underwriting AgreementUnderwriting Agreement • March 4th, 2024 • Arcutis Biotherapeutics, Inc. • Pharmaceutical preparations
EXHIBIT 1.1 BANC OF AMERICA MORTGAGE 20[__]-[_] TRUSTUnderwriting Agreement • March 13th, 2009 • Banc of America Mortgage Securities Inc • Asset-backed securities • New York
Metagenomi, Inc. [•] Shares of Common Stock Underwriting AgreementUnderwriting Agreement • February 5th, 2024 • Metagenomi, Inc. • Biological products, (no disgnostic substances) • New York
Metagenomi, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [•] shares of common stock, par value $0.0001 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional [•] shares of common stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”.
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND __________ Common Shares of Beneficial Interest $20.00 per Share UNDERWRITING AGREEMENT Dated: [ ], 2015Underwriting Agreement • September 23rd, 2015 • First Trust Dynamic Europe Equity Income Fund • New York
13,400,000 Shares HUMACYTE, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 4th, 2024 • Humacyte, Inc. • Biological products, (no disgnostic substances) • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • February 9th, 2024 • Tesspay Inc. • Services-management services • New York
The undersigned, TessPay Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of TessPay Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Dominari Securities LLC is acting as representative (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
HORMEL FOODS CORPORATION $500,000,000 4.800% Notes due 2027 Underwriting AgreementUnderwriting Agreement • March 8th, 2024 • Hormel Foods Corp /De/ • Meat packing plants • New York
Hormel Foods Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), $500,000,000 principal amount of its 4.800% Notes due 2027 (the “Securities”). The Securities will be issued pursuant to the Indenture dated as of April 1, 2011 (the “Indenture”) between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
REE AUTOMOTIVE LTD. UNDERWRITING AGREEMENT 2,000,000 Class A Ordinary SharesUnderwriting Agreement • March 4th, 2024 • REE Automotive Ltd. • Motor vehicles & passenger car bodies • New York
Becton, Dickinson and Company Debt Securities Underwriting AgreementUnderwriting Agreement • February 6th, 2024 • Becton Dickinson & Co • Surgical & medical instruments & apparatus
Becton, Dickinson and Company, a New Jersey corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, an aggregate of (i) $625,000,000 principal amount of its 4.874% Notes due 2029 (the “2029 Notes”) and (ii) $550,000,000 principal amount of its 5.110% Notes due 2034 (the “2034 Notes” and, together with the 2029 Notes, the “Securities”).
THE MOSAIC COMPANY $400,000,000 5.375% Senior Notes Due 2028 UNDERWRITING AGREEMENTUnderwriting Agreement • December 7th, 2023 • Mosaic Co • Agricultural chemicals • New York
BLINK CHARGING CO. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 7th, 2023 • Blink Charging Co. • Miscellaneous transportation equipment • New York
Underwriting AgreementUnderwriting Agreement • May 16th, 2023 • Equifax Inc • Services-consumer credit reporting, collection agencies • New York
Securities legislation in certain provinces or territories of Canada may provide a purchaser with remedies for rescission or damages if this prospectus supplement or the accompanying prospectus (including any amendment thereto) contains a misrepresentation, provided that the remedies for rescission or damages are exercised by the purchaser within the time limit prescribed by the securities legislation of the purchaser’s province or territory. The purchaser should refer to any applicable provisions of the securities legislation of the purchaser’s province or territory for particulars of these rights or consult with a legal advisor.
INDUSTRIAL HUMAN CAPITAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 25th, 2021 • Industrial Human Capital, Inc. • Blank checks • New York
The undersigned, Industrial Human Capital, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement with A.G.P./Alliance Global Partners (the “Representative”) and with the other underwriters named on Schedule A hereto (if any), for which the Representative is acting as the representative (the Representative and such other underwriters being collectively referred to herein as the “Underwriters” or, each underwriter individually, an “Underwriter”) as follows:
Underwriting Agreement between Legato Merger Corp. III and BTIG, LLC Dated February 5, 2024 (the “Agreement”) LEGATO MERGER CORP. III UNDERWRITING AGREEMENTUnderwriting Agreement • February 6th, 2024 • Legato Merger Corp. III • Blank checks • New York
The undersigned, Legato Merger Corp. III, a Cayman Islands exempted company (the “Company”), hereby confirms its agreement with BTIG, LLC (“BTIG” or the “Representative”) and with the other underwriters named on Schedule A hereto (if any), for which the Representative is acting as representative (the Representative and such other underwriters being collectively referred to herein as the “Underwriters” or, each underwriter individually, an “Underwriter,” provided that, if only BTIG is listed on such Schedule A, any references to the Underwriters shall refer exclusively to BTIG) as follows:
BANK5 2024-5YR5 COMMERCIAL MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2024-5YR5 UNDERWRITING AGREEMENT As of January 30, 2024Underwriting Agreement • February 1st, 2024 • Bank5 2024-5yr5 • Asset-backed securities • New York
Morgan Stanley Capital I Inc., a Delaware corporation (the “Depositor”), intends to issue its BANK5 2024-5YR5, Commercial Mortgage Pass-Through Certificates, Series 2024-5YR5 (the “Certificates”), in thirty-six (36) classes (each, a “Class”) as designated in the Prospectus (as defined below). Pursuant to this underwriting agreement (the “Agreement”), the Depositor further proposes to sell to Morgan Stanley & Co. LLC (“MS&Co.”), Wells Fargo Securities, LLC (“Wells Fargo Securities”), J.P. Morgan Securities LLC (“JPMS”), BofA Securities, Inc. (“BofA Securities”), Academy Securities, Inc. (“Academy”) and Siebert Williams Shank & Co., LLC (“Siebert Williams” and, collectively with MS&Co., Wells Fargo Securities, JPMS, BofA Securities and Academy, the “Underwriters” and each, individually, an “Underwriter”) the Certificates set forth in Schedule I hereto (the “Registered Certificates”) in the respective original principal amounts and notional amounts set forth in Schedule I. The Certificate
UNDERWRITING AGREEMENT between INNOVATION BEVERAGE GROUP LIMITED and THE BENCHMARK COMPANY, LLC as Representative of the Several Underwriters INNOVATION BEVERAGE GROUP LIMITEDUnderwriting Agreement • March 7th, 2024 • Innovation Beverage Group LTD • Beverages • New York
The undersigned, Innovation Beverage Group Limited, a company incorporated under the laws of Australia (the “Company”), hereby confirms its agreement (this “Agreement”) with The Benchmark Company, LLC (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
DUET Acquisition Corporation 7,500,000 Units Underwriting AgreementUnderwriting Agreement • January 24th, 2022 • DUET Acquisition Corp. • Blank checks • New York
DUET Acquisition Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to the Underwriters named in Schedule I hereto (collectively, the “Underwriters”) an aggregate of 7,500,000 units (the “Firm Units”) of the Company and, at the election of the Underwriters, up to 1,125,000 additional units, if any (the “Optional Units,” the Optional Units, together with the Firm Units, that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Units”).
CITIGROUP COMMERCIAL MORTGAGE TRUST 2008-C7 $1,623,294,000 COMMERCIAL MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2008-C7 CLASS A-1, CLASS A-2A, CLASS A-2B, CLASS A-3, CLASS A-SB, CLASS A-4, CLASS A-1A, CLASS A-M, CLASS A-MA, CLASS A-J AND CLASS A-JA...Underwriting Agreement • May 12th, 2008 • Citigroup Commercial Mortgage Trust 2008-C7 • Asset-backed securities • New York
Merrill Lynch, Pierce, Fenner & Smith Incorporated c/o Global Commercial Real Estate 4 World Financial Center, 16th Floor 250 Vesey Street New York, New York 10080 Attention: David M. Rodgers
March 17, 2009 Banc of America Securities LLC Barclays Capital Inc. Morgan Stanley and Co. Incorporated SunTrust Robinson Humphrey, Inc. UBS Securities LLC Wachovia Capital Markets, LLC As Representatives of the several Underwriters Ladies and...Underwriting Agreement • March 19th, 2009 • Southern California Edison Co • Electric services • New York
UNDERWRITING AGREEMENT between ORAGENICS, INC. and THINKEQUITY LLC as Representative of the Several Underwriters ORAGENICS, INC.Underwriting Agreement • March 1st, 2024 • Oragenics Inc • Pharmaceutical preparations • New York
The undersigned, Oragenics, Inc., a corporation formed under the laws of the State of Florida (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of the “Company”), hereby confirms its agreement (this “Agreement”) with ThinkEquity LLC (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
Underwriting AgreementUnderwriting Agreement • April 19th, 2021 • PHX Minerals Inc. • Crude petroleum & natural gas • New York